Greenboard

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Greenboard is a compliance software tool that helps financial institutions manage SEC & FINRA compliance. It offers a modern operating system to improve productivity and mitigate risk.

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At a glance

Pricing

Likely Not Free

Free tier

API

Skill level

Mixed

About

What is Greenboard?

Greenboard is a comprehensive compliance software designed for highly regulated financial institutions, specifically addressing SEC & FINRA compliance. It acts as a modern operating system, unifying capabilities such as archiving, firm compliance, employee compliance, third-party compliance, and marketing compliance. The platform aims to triple compliance officer productivity, mitigate previously undetectable risks, and enhance personnel engagement. Greenboard Go, its AI platform, is powered by user procedures and connected to all data, moving beyond tedious tasks to mitigate real risk. The software emphasizes a user-friendly experience, enterprise-grade security, and built-in regulatory guidance, including WORM and 17a-4 compliance, making it SOC2 Type 2 compliant.

Best used for

Ideal for financial institutions, including financial advisors, private funds, and broker-dealers, who need to streamline SEC & FINRA compliance, mitigate regulatory risks, and automate compliance workflows. Especially valuable for organizations seeking to unify various compliance functions into a single, secure platform.

Common actions

manage compliance

mitigate risk

automate compliance

archive communications

ensure regulatory adherence

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Capabilities

Key features

Communications archiving
Employee compliance
Marketing compliance
Firm compliance
Third-party compliance
AI-powered risk mitigation
WORM and 17a-4 compliant

Target Audience

compliance officersfinancial institutionsrisk managerslegal teams

Integrations

Not yet documented

Pricing & Plans

Likely Not Free

Freemium

FAQs

What regulatory standards does Greenboard help financial institutions meet?

Greenboard is designed to help financial institutions meet SEC & FINRA compliance requirements. It includes built-in regulatory guidance and features like WORM and 17a-4 compliance, ensuring robust recordkeeping and auditability for highly regulated environments.

How does Greenboard utilize AI in its compliance software?

Greenboard Go is the platform's AI component, which powers compliance work by leveraging your firm's procedures and connecting to all your data. This allows it to go beyond basic tasks, helping to mitigate real risks and enhance the efficiency of your compliance program.

What types of compliance functions does Greenboard unify?

Greenboard unifies a wide range of compliance functions, including archiving, firm compliance, employee compliance, third-party compliance, and marketing compliance. This comprehensive approach aims to provide a single operating system for managing your entire compliance program.

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